SEC Form 4 · accession 0001127602-18-033092
SIERRA BANCORP · BSRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Holly
Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130144
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2018 | M | 2,500 | $19.19 | A | 390,676 | D | |
| Common Stock | Nov 12, 2018 | S | 2,500 | $28.2744 | D | 388,176 | D | |
| Common Stock | holding | — | — | — | 30,000 | I | Shares Held By Ltd Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $19.19 | Nov 12, 2018 | M | 2,500 | D | Nov 20, 2008 | Nov 20, 2018 | Common Stock | 2,500 | 0 | D |