SEC Form 4 · accession 0001127602-16-068564
SIERRA BANCORP · BSRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Fields
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130144
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | M | 5,000 | $16.35 | A | 426,663 | D | |
| Common Stock | holding | — | — | — | 183,712 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $16.35 | Nov 28, 2016 | M | 5,000 | D | Nov 20, 2014 | Nov 20, 2024 | Common Stock | 5,000 | 0 | D |