SEC Form 4 · accession 0001127602-16-039482
SIERRA BANCORP · BSRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Taylor
Officer — EVP/Chief Financial Ofcr
Period of report
Jan 21, 2016
Accepted (ET)
Feb 4, 2016 · 12:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130144
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 21, 2016 | M | 2,800 | $10.73 | A | 24,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.73 | Jan 21, 2016 | M | 2,800 | D | Nov 18, 2011 | Nov 18, 2020 | Common Stock | 2,800 | 0 | D |