SEC Form 4 · accession 0001127602-15-015186
SIERRA BANCORP · BSRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Gardunio
Officer — EVP/Chief Credit Officer
Period of report
Nov 18, 2010
Accepted (ET)
Apr 27, 2015 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130144
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $10.73 | Nov 18, 2010 | A | 4,000 | A | Nov 18, 2011 | Nov 18, 2020 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.