SEC Form 4 · accession 0001567619-18-003820
VOCERA COMMUNICATIONS, INC. · VCRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon O'Keefe
Director
Period of report
Oct 3, 2018
Accepted (ET)
Oct 5, 2018 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001129260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2018 | M | 4,000 | $16.00 | A | 49,727 | D | |
| Common StockF2 | Oct 3, 2018 | S | 4,000 | $33.8579 | D | 45,727 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F3 | $16.00 | Oct 3, 2018 | M | 4,000 | D | — | Mar 27, 2022 | Common Stock | 4,000 | 21,333 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.71 to $33.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The stock option grant is fully vested and immediately exercisable.