SEC Form 4 · accession 0001209191-16-095301

VOCERA COMMUNICATIONS, INC. · VCRA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 25, 2015

Accepted (ET)

Feb 3, 2016 · 4:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001129260

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 25, 2015	X	277	$6.61	A	5,683	I	By Granite Global Ventures, L.P.
Common Stock^F2	Aug 25, 2015	X	16,196	$6.61	A	332,599	I	By Granite Global Ventures (Q.P.) L.P.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant to Purchase Stock (right to buy)^F1,F3	$6.61	Aug 25, 2015	X	277	D	Oct 19, 2005	Oct 19, 2015	Common Stock	277	0	I
Warrant to Purchase Stock (right to buy)^F2,F3	$6.61	Aug 25, 2015	X	16,196	D	Oct 19, 2005	Oct 19, 2015	Common Stock	16,196	0	I

F1The shares are owned by Granite Global Ventures L.P. ("GGV LP"), which is under common control with Granite Global Ventures (Q.P.) L.P. ("QP LP"). Granite Global Ventures L.L.C. (the "General Partner") serves as the general partner of GGV LP and QP LP and possesses power to direct the voting and disposition of the shares owned by GGV LP and QP LP and may be deemed to have indirect beneficial ownership of the shares held by GGV LP and QP LP. The General Partner owns no securities of the Issuer directly. The Reporting Person is a member of the investment committee of the General Partner. As such, the Reporting Person shares voting and investment power over the shares held by GGV LP. The Reporting Person disclaims beneficial ownership of the shares held by GGV LP except to the extent of his proportionate pecuniary interest therein.
F2The shares are owned by QP LP. The Reporting Person is a member of the investment committee of the General Partner. As such, the Reporting Person shares voting and investment power over the shares held by QP LP. The Reporting Person disclaims beneficial ownership of the shares held by QP LP except to the extent of his proportionate pecuniary interest therein.
F3The Warrant is exercisable at any time prior to its expiration date.