SEC Form 4 · accession 0001140361-18-012006
VOCERA COMMUNICATIONS, INC. · VCRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Justin Spencer
Officer — EVP, Chief Financial Officer
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001129260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | M | 10,000 | $9.01 | A | 161,679 | D | |
| Common StockF2,F3 | Mar 1, 2018 | S | 10,000 | $26.743 | D | 151,679 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $9.01 | Mar 1, 2018 | M | 10,000 | D | — | Sep 1, 2024 | Common Stock | 10,000 | 40,000 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2Represents the aggregate of sales effected on the same day at different prices.
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $26.48 to $27.41 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4The stock option grant vests as to 1/4th of the total number of shares on September 2, 2015, and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments.