SEC Form 4 · accession 0001140361-17-012196
VOCERA COMMUNICATIONS, INC. · VCRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Bridget Duffy
Officer — CHIEF MEDICAL OFFICER
Period of report
Mar 14, 2017
Accepted (ET)
Mar 15, 2017 · 8:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001129260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | M | 29,955 | $12.92 | A | 126,542 | D | |
| Common StockF2,F3 | Mar 14, 2017 | S | 29,955 | $23.009 | D | 96,587 | D | |
| Common Stock | holding | — | — | — | 283 | I | By DS Consulting Associates LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $12.92 | Mar 14, 2017 | M | 29,955 | D | — | May 31, 2024 | Common Stock | 29,955 | 16,427 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2Represents the aggregate of sales effected on the same day at different prices.
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $23.00 to $23.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4The stock option vests as to 1/48th of the total number of shares in equal monthly installments commencing on July 1, 2014.