SEC Form 4 · accession 0001140361-16-078855
VOCERA COMMUNICATIONS, INC. · VCRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Zollars
Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 2, 2016 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001129260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Sep 1, 2016 | M | 65,500 | $1.74 | A | 156,401 | I | By ZoCo, L.P. |
| Common StockF2,F3,F4 | Sep 1, 2016 | S | 65,500 | $15.9857 | D | 90,901 | I | By ZoCo, L.P. |
| Common Stock | holding | — | — | — | 37,463 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F5 | $1.74 | Sep 1, 2016 | M | 65,500 | D | — | Jul 30, 2017 | Common Stock | 65,500 | 757,425 | I |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2016.
- F2Represents the aggregate of sales effected on the same day at different prices.
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $15.86 to $16.34 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Mr. Zollars and his wife are general partners and their children are limited partners. Mr. Zollars disclaims beneficial ownership of shares held by ZoCo L.P. except to the extent of his pecuniary interest therein.
- F5The option fully vested on April 16, 2012.