SEC Form 4 · accession 0001140361-16-074478

VOCERA COMMUNICATIONS, INC. · VCRA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 29, 2016

Accepted (ET)

Aug 2, 2016 · 9:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001129260

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F4	Jul 29, 2016	M	65,500	$1.74	A	156,401	I	By ZoCo, L.P.
Common Stock^F2,F3,F4	Jul 29, 2016	S	65,500	$14.5012	D	90,901	I	By ZoCo, L.P.
Common Stock^F4	Aug 1, 2016	M	12,488	$1.74	A	103,389	I	By ZoCo, L.P.
Common Stock^F2,F5,F4	Aug 1, 2016	S	12,488	$14.8094	D	90,901	I	By ZoCo, L.P.
Common Stock^F4	Aug 2, 2016	M	53,012	$1.74	A	143,913	I	By ZoCo, L.P.
Common Stock^F2,F6,F4	Aug 2, 2016	S	53,012	$14.5708	D	90,901	I	By ZoCo, L.P.
Common Stock	holding	—	—		—	37,463	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4,F7	$1.74	Jul 29, 2016	M	65,500	D	—	Jul 30, 2017	Common Stock	65,500	888,425	I
Employee Stock Option (Right to Buy)^F4,F7	$1.74	Aug 1, 2016	M	12,488	D	—	Jul 30, 2017	Common Stock	12,488	875,937	I
Employee Stock Option (Right to Buy)^F4,F7	$1.74	Aug 2, 2016	M	53,012	D	—	Jul 30, 2017	Common Stock	53,012	822,925	I

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2016.
F2Represents the aggregate of sales effected on the same day at different prices.
F3Represents the weighted average sales price per share. The shares sold at prices ranging from $14.50 to $14.776 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4Mr. Zollars and his wife are general partners and their children are limited partners. Mr. Zollars disclaims beneficial ownership of shares held by ZoCo L.P. except to the extent of his pecuniary interest therein.
F5Represents the weighted average sales price per share. The shares sold at prices ranging from $14.63 to $14.95 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F6Represents the weighted average sales price per share. The shares sold at prices ranging from $14.50 to $14.675 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F7The option fully vested on April 16, 2012.