SEC Form 4 · accession 0001140361-16-068366
VOCERA COMMUNICATIONS, INC. · VCRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Spitzen
Officer — General Counsel, Secretary
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 9:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001129260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2016 | S | 500 | $11.5665 | D | 80,862 | D | |
| Common StockF2 | May 31, 2016 | F | 1,313 | — | D | 79,549 | D | |
| Common Stock | Jun 1, 2016 | S | 500 | $11.6101 | D | 79,049 | D | |
| Common StockF2 | Jun 1, 2016 | F | 2,450 | — | D | 76,599 | D | |
| Common StockF2 | Jun 1, 2016 | F | 5,582 | — | D | 71,017 | D | |
| Common Stock | Jun 2, 2016 | S | 500 | $11.7501 | D | 70,517 | D | |
| Common Stock | holding | — | — | — | 4,684 | I | By Spitzen Children's Trust dated 9/26/2000 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares previously acquired by the Reporting Person under the Issuer's employee stock purchase plan on May 13, 2016.
- F2Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.