SEC Form 4 · accession 0001595570-16-000009

HOPE BANCORP INC · HOPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 29, 2016

Accepted (ET)

Aug 2, 2016 · 9:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001128361

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 29, 2016	A	49,238	—	A	49,238	I	JCSD PARTNERS, LP.
Common Stock (Restricted Stock)^F2	Jul 29, 2016	A	1,309	—	A	1,309	D
Common Stock^F4	Jul 29, 2016	A	426	—	A	426	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right To Buy)^F3	$15.23	Jul 29, 2016	A	28,136	A	Aug 1, 2016	Dec 29, 2023	Common Stock	28,136	28,136	D

F1Received in exchange for 70,000 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.
F2Received in exchange for 1,861 shares of Wilshire common stock (Restricted Stock) in connection with the Merger
F3Received in the Merger in exchange for a stock option to acquire 40,000 shares of Wilshire common stock
F4Received in exchange for 607 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.