SEC Form 4 · accession 0001595565-16-000013
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Ko
Officer — EVP & DEPUTY CFO / CHIEF FINAN
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 29, 2016 | A | 50,088 | — | A | 50,088 | D | |
| Common Stock (Restricted Stock)F2 | Jul 29, 2016 | A | 9,193 | — | A | 9,193 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for 71,209 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.
- F2Received in exchange for 13,070 shares of Wilshire common stock (Restricted Stock) in connection with the Merger