SEC Form 4 · accession 0001390280-16-000002
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Koh
Director
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 9:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 29, 2016 | A | 153,270 | — | A | 153,270 | I | KOH CHARITABLE FOUNDATION |
| Common StockF2 | Jul 29, 2016 | A | 3,226,092 | — | A | 3,226,092 | I | KOH-WILSHIRE LP |
| Common StockF3 | Jul 29, 2016 | A | 594,928 | — | A | 594,928 | I | STEVEN S KOH TR KOH-WILSHIRE TRUST UA DTD 06/04/04 |
| Common StockF4 | Jul 29, 2016 | A | 805 | — | A | 805 | I | STEVEN SUKHWA KOH 2007 RETAINED ANNUITY TRUST |
| Common StockF5 | Jul 29, 2016 | A | 805 | — | A | 805 | I | JUNG OK KOH 2007 RETAINED ANNUITY TRUST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F6 | $5.02 | Jul 29, 2016 | A | 105,510 | A | Aug 1, 2016 | Jan 28, 2022 | Common Stock | 105,510 | 105,510 | D |
| Stock Option (Right To Buy)F7 | $14.65 | Jul 29, 2016 | A | 6,167 | A | Aug 1, 2016 | Aug 25, 2025 | Common Stock | 6,167 | 6,167 | D |
Explanation of responses
- F1Received in exchange for 217,900 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.
- F2Received in exchange for 4,586,426 shares of Wilshire common stock in connection with the Merger
- F3Received in exchange for 845,791 shares of Wilshire common stock in connection with the Merger
- F4Received in exchange for 1,145 shares of Wilshire common stock in connection with the Merger
- F5Received in exchange for 1,145 shares of Wilshire common stock in connection with the Merger
- F6Received in the Merger in exchange for a stock option to acquire 150,000 shares of Wilshire common stock
- F7Received in the Merger in exchange for a stock option to acquire 8,768 shares of Wilshire common stock