SEC Form 4/A · accession 0001209191-19-004433
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin Sung Kim
Officer — President & CEO · Director
Period of report
Feb 5, 2018
Accepted (ET)
Jan 17, 2019 · 8:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2018 | M | 8,334 | $0.00 | A | 552,809 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount reported in Column 5 of Table I corrects a typographical error reflected on Form 4s filed on 4/30/18 and 9/5/18. The amount also includes 673 shares acquired in February 2018 and 753 shares acquired in August 2018 under the Bank of Hope Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c), as well as Rule 16a-3(f)(1)(i)(B).