SEC Form 5 · accession 0001209191-18-010204
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Scott Yoon-suk Whang
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 8:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2017 | A | 4,500 | $0.00 | A | 45,202 | I | Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust |
| Common StockF3 | Dec 15, 2017 | G | 4,500 | $0.00 | D | 45,202 | D | |
| Common StockF3 | Dec 15, 2017 | G | 4,500 | $0.00 | A | 11,700 | I | By wife as UGMA custodian for grandchildren |
| Common StockF4 | Dec 18, 2017 | G | 4,500 | $0.00 | D | 45,202 | D | |
| Common StockF4 | Dec 18, 2017 | G | 4,500 | $0.00 | A | 11,700 | I | By reporting person as UGMA custodian for grandchildren |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, 1/3 vested on September 1, 2017, and remaining 1/3 will vest on September 1, 2018.
- F2Amended from previously filed Form 5, which corrects the ownership form as "Indirect" to reflect ownership held in reporting person's trust.
- F3Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person's wife as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/15/2017, reporting person gifted to three of six grandchildren common stock in the amount of 1,500 shares each.
- F4Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/18/2017 reporting person gifted to three of six grandchildren common stock in the amount of 1,500 shares each.