SEC Form 4 · accession 0001209191-17-043896
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Koh
Officer — EVP, Chief Credit Officer
Period of report
Jun 27, 2017
Accepted (ET)
Jul 6, 2017 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2017 | M | 14,068 | $7.53 | A | 61,842 | D | |
| Common Stock (Restricted Stock)F1 | holding | — | — | — | 4,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $7.53 | Jun 27, 2017 | M | 14,068 | D | Jun 27, 2015 | Jun 27, 2017 | Common Stock | 14,068 | 0 | D |
| Incentive Stock Option (right to buy)F2 | $14.95 | holding | — | — | — | — | Sep 30, 2020 | Common Stock | 7,034 | 7,034 | D |
| Incentive Stock Option (right to buy)F3 | $17.18 | holding | — | — | — | — | Sep 1, 2026 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F14250 represents Restricted Stock granted on 04/08/15 and 03/16/16 which are still outstanding including any accrued dividend to date. These shares will vest in March-April 2018 and 2019 according to previously disclosed vesting schedules.
- F2Options granted on 09/30/15. Vesting schedule: 25% on 09/30/15, 25% on 09/30/16, 25% on 09/30/17, and 25% on 09/30/18.
- F3Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.