SEC Form 4 · accession 0001209191-17-042909
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janette Mah
Officer — EVP, Chief Mortgage Banking
Period of report
Jun 12, 2017
Accepted (ET)
Jul 3, 2017 · 8:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2017 | M | 3,517 | $7.53 | A | 7,693 | D | |
| Common Stock (Restricted Stock)F1 | holding | — | — | — | 2,059 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Incentive Stock Option (right to buy) | $7.53 | Jun 12, 2017 | M | 3,517 | D | Jun 27, 2012 | Jun 27, 2017 | Common Stock | 3,517 | 0 | D |
| Incentive Stock Option (right to buy)F2 | $17.18 | holding | — | — | — | — | Sep 1, 2026 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F12059 represents Restricted Stock still outstanding including any accrued dividend to date. These shares will vest on April 2018 and 2019 according to previously disclosed vesting schedules.
- F2Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.