SEC Form 5 · accession 0001209191-17-010991
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Yoon-suk Whang
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 15, 2017 · 1:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2014 | G | 7,200 | $0.00 | D | 56,902 | D | |
| Common StockF1,F2 | Dec 18, 2014 | G | 7,200 | $0.00 | A | 7,200 | I | By wife as UGMA custodian for grandchildren |
| Common StockF3 | Dec 18, 2014 | G | 7,200 | $0.00 | D | 49,702 | D | |
| Common StockF3,F2 | Dec 18, 2014 | G | 7,200 | $0.00 | A | 7,200 | I | By reporting person as UGMA custodian for grandchildren |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person's wife as custodian for three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015, reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.
- F2The reporting person disclaims beneficial ownership of all securities held by his grandchildren, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act of 1934 or for any other purpose.
- F3Transfer from the Scott Whang & Lydia Whang Trust Under Agreement 07/19/2001 S&O Revocable Trust to reporting person as custodian of three of six grandchildren under Uniform Gifts to Minors Act. On 12/28/2016 reporting person gifted to three of six grandchildren common stock in the amount of 650 shares each. On 12/31/2015 reporting person gifted to three of six grandchildren common stock in the amount of 750 shares each. On 12/18/2014 reporting person gifted to three of six grandchildren common stock in the amount of 1,000 shares each. The reporting person inadvertently failed to file Form 5s for 2014 and 2015.