SEC Form 3/A · accession 0001209191-16-142195

HOPE BANCORP INC · HOPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 3/A). It replaces an earlier filing for the same period.

Reporting owner

Domenico Roy Tallerico

Officer — SVP, Chief Internal Auditor

Period of report

Aug 1, 2016

Accepted (ET)

Sep 20, 2016 · 6:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001128361

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock^F1	holding	—	—		—	613	D
Common stock (Restricted stock)^F2	holding	—	—		—	1,150	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Incentive Stock Option (Right to buy)^F3	$9.32	holding	—	—	—	Nov 5, 2012	Nov 5, 2012	Common stock	7,034	—	D
Employee Incentive Stock Option (Right to buy)^F4	$15.79	holding	—	—	—	Mar 31, 2014	Mar 31, 2014	Common stock	1,195	—	D

Explanation of responses

F1Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement between Wilshire Bancorp, Inc. and BBCN Bancorp, Inc. (now Hope Bancorp, Inc.) (the "Merger Agreement"). Received in exchange for 872 shares of Wilshire Bancorp, Inc. common stock at the exchange ratio of 0.7034 per share as provided by the Merger Agreement.
F2Amended from previously filed Form 3, which did not reflect the number of shares as converted from Wilshire Bancorp, Inc. and assumed by BBCN Bancorp, Inc. using the exchange ratio of 0.7034 per share as provided by the Merger Agreement. Restricted stock granted on April 8, 2015 and March 16, 2016 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan (the "Plan"), including dividends issued to date. Restricted stock granted under the Plan vests annually in four equal installments over three years, with 25% vesting on the grant date and the remainder vesting on the anniversary of the grant date annually thereafter.
F3No change from previously filed Form 3. Option granted on November 5, 2012 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan. Options have fully vested.
F4No change from previously filed Form 3. Option granted on March 31, 2014 under the Wilshire Bancorp, Inc. 2008 Stock Incentive Plan. Options vest annually in four equal installments. The first, second and third installments vested on March 31st of 2014, 2015 and 2016. The fourth installment will vest on March 31, 2017.