SEC Form 4 · accession 0001209191-16-140228
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Hakjoon Lee
Officer — SEVP, Head of Corporate Bankin
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $17.18 | Sep 1, 2016 | A | 25,000 | A | — | Sep 1, 2026 | Common stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.