SEC Form 4 · accession 0001209191-15-047830
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sang Hoon Kim
Director
Period of report
May 28, 2015
Accepted (ET)
May 29, 2015 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | S | 2,603 | $14.50 | D | 400,287 | D | |
| Common StockF1 | holding | — | — | — | 211,842 | I | By trust | |
| Common StockF1 | holding | — | — | — | 5,317 | I | By relatives | |
| Common StockF1 | holding | — | — | — | 214,266 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $22.08 | holding | — | — | — | — | — | Common Stock | 23,415 | 23,415 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the securities held by the indirect beneficial owner, except to the extent of the person's pecuniary interest in the reported securities.
- F2Options granted vested annually on three equal installments on June 4, 2008, June 4, 2009 and June 4, 2010.