SEC Form 4 · accession 0001209191-15-045004
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sang Hoon Kim
Director
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | S | 10,000 | $14.50 | D | 410,287 | D | |
| Common Stock | May 19, 2015 | S | 7,397 | $14.60 | D | 402,890 | D | |
| Common StockF1 | holding | — | — | — | 211,842 | I | By Trust | |
| Common StockF1 | holding | — | — | — | 5,317 | I | By Relatives | |
| Common StockF1 | holding | — | — | — | 214,266 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $22.08 | holding | — | — | — | — | Jun 4, 2017 | Common Stock | 23,415 | 23,415 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the securities held by the indirect beneficial owner, except to the extent of the person's pecuniary interest in the reported securities.
- F2Options granted vest annually on three equal installments on June 4, 2008, June 4, 2009 and June 4, 2010.
Remarks
(1) The reporting person disclaims beneficial ownership of the securities held by the direct beneficial owner, except to the extent of the reporting person's pecuniary interest in the reported securities. (2) Options granted vested annually on three equal installments on June 4, 2008, June 4, 2009 and June 4, 2010.