SEC Form 5 · accession 0001209191-15-012326
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Sung Kim
Officer — President and CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 11, 2015 · 9:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 11, 2014 | A | 30,000 | $0.00 | A | 515,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $15.88 | Apr 11, 2014 | A | 200,000 | A | — | Apr 11, 2024 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Restricted stock granted on April 11, 2014 under the BBCN Bancorp Inc. 2007 Equity Incentive Plan. Stock vests annually in five equal installments on April 11th of 2015, 2016, 2017, 2018 and 2019.
- F2Option granted on April 11, 2014 under the BBCN Bancorp Inc. 2007 Equity Incentive Plan. Options vest annually in five equal installments on April 11th of 2015, 2016, 2017, 2018 and 2019.