SEC Form 4 · accession 0000899243-16-021263
HOPE BANCORP INC · HOPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Sung Kim
Officer — President and CEO · Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 515,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.12 | May 26, 2016 | A | 30,660 | A | Apr 11, 2019 | May 26, 2026 | Common Stock | 30,660 | 30,660 | D |
| Employee Stock Option (Right to Buy)F3,F2 | $15.88 | holding | — | — | — | — | Apr 11, 2024 | Common Stock | 170,000 | 170,000 | D |
Explanation of responses
- F1Restricted stock granted on April 11, 2014 under the BBCN Bancorp Inc. 2007 Equity Incentive Plan. Stock vests annually in five equal installments on April 11th of 2015, 2016, 2017, 2018 and 2019.
- F2Option granted on April 11, 2014 under the BBCN Bancorp Inc. 2007 Equity Incentive Plan. Options vest annually in five equal installments on April 11th of 2015, 2016, 2017, 2018 and 2019.
- F3In prior Form 5, 200,000 employee stock options were reported, of which 30,000 employee stock options were subsequently rescinded.