SEC Form 4 · accession 0001140361-18-025240

ProtoKinetix, Inc. · PKTX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CEO · Director · 10% Owner

Period of report

May 18, 2018

Accepted (ET)

May 22, 2018 · 6:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001128189

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	May 18, 2018	P	10,000	$0.04	A	2,956,626	I	See footnote
Common Stock^F1	May 18, 2018	P	20,000	$0.047	A	2,976,626	I	See footnote
Common Stock^F1	May 18, 2018	P	50,000	$0.048	A	3,026,626	I	See footnote
Common Stock^F1	May 18, 2018	P	107,047	$0.042	A	3,133,673	I	See footnote
Common Stock^F1	May 21, 2018	P	60,000	$0.048	A	3,193,673	I	See footnote
Common Stock^F1	May 22, 2018	P	187,000	$0.048	A	3,380,673	I	See footnote
Common Stock	holding	—	—		—	56,179,740	D
Common Stock^F2	holding	—	—		—	1,850,000	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option^F3	$0.06	holding	—	—	—	—	Aug 31, 2021	Common Stock	5,000,000	5,000,000	D
Option^F4	$0.05	holding	—	—	—	—	Dec 31, 2020	Common Stock	5,000,000	5,000,000	D
Option^F5	$0.08	holding	—	—	—	—	Dec 31, 2019	Common Stock	5,000,000	5,000,000	D

F1Shares held by the Clarence E. Smith Trust.
F2Shares held in the reporting person's retirement account.
F3Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On December 31, 2017, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.
F4Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On March 31, 2017, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.
F5Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.