SEC Form 4 · accession 0001140361-18-025017
ProtoKinetix, Inc. · PKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Richard Guzzetta
Officer — CFO
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2018 | P | 21,371 | $0.04 | A | 21,371 | D | |
| Common Stock | May 18, 2018 | P | 7,629 | $0.04 | A | 7,629 | D | |
| Common Stock | May 17, 2018 | P | 2,500 | $0.04 | A | 2,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $0.07 | holding | — | — | — | — | Nov 14, 2021 | Common Stock | 1,000,000 | 1,000,000 | D |
Explanation of responses
- F1Options issued pursuant to 2017 Stock Option and Stock Bonus Plan on November 14, 2017. 250,000 shares of common stock vest February 14, 2018; thereafter 250,000 shall vest every three months.