SEC Form 4 · accession 0001140361-16-080653

ProtoKinetix, Inc. · PKTX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CEO · Director · 10% Owner

Period of report

Sep 19, 2016

Accepted (ET)

Sep 23, 2016 · 6:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001128189

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 19, 2016	P	37,263	$0.056	A	2,510,226	I	See footnote
Common Stock^F1	Sep 19, 2016	P	50,000	$0.057	A	2,560,226	I	See footnote
Common Stock^F1	Sep 20, 2016	P	5,000	$0.06	A	2,565,226	I	See footnote
Common Stock^F1	Sep 20, 2016	P	112,500	$0.058	A	2,667,726	I	See footnote
Common Stock^F1	Sep 21, 2016	P	4,100	$0.058	A	2,681,826	I	See footnote
Common Stock^F1	Sep 21, 2016	P	10,300	$0.06	A	2,692,126	I	See footnote
Common Stock^F1	Sep 21, 2016	P	25,000	$0.062	A	2,717,126	I	See footnote
Common Stock^F1	Sep 22, 2016	P	10,000	$0.061	A	2,727,126	I	See footnote
Common Stock^F1	Sep 22, 2016	P	20,000	$0.062	A	2,747,126	I	See footnote
Common Stock^F1	Sep 23, 2016	P	24,400	$0.062	A	2,771,526	I	See footnote
Common Stock^F1	Sep 23, 2016	P	22,700	$0.063	A	2,794,226	I	See footnote
Common Stock	holding	—	—		—	43,820,500	D
Common Stock^F2	holding	—	—		—	1,850,000	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option^F3	$0.08	holding	—	—	—	—	Dec 31, 2019	Common Stock	5,000,000	5,000,000	D

F1Shares held by the Clarence E. Smith Trust.
F2Shares held in the reporting person's retirement account.
F3Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.