SEC Form 4 · accession 0001140361-16-065316
ProtoKinetix, Inc. · PKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clarence Edward Smith
Officer — President & CEO · Director · 10% Owner
Period of report
May 10, 2016
Accepted (ET)
May 16, 2016 · 8:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | P | 73,380 | $0.065 | A | 41,777,157 | D | |
| Common Stock | May 10, 2016 | P | 20,000 | $0.062 | A | 41,797,157 | D | |
| Common Stock | May 11, 2016 | P | 80,000 | $0.065 | A | 41,877,157 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $0.08 | holding | — | — | — | — | Dec 31, 2019 | Common Stock | 5,000,000 | 5,000,000 | D |
Explanation of responses
- F1Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.