SEC Form 4 · accession 0001140361-16-046691
ProtoKinetix, Inc. · PKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward P. McDonough
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128189
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $0.08 | Jan 1, 2016 | A | 1,000,000 | A | — | Dec 31, 2019 | Common Stock | 1,000,000 | 1,000,000 | D |
| OptionF2 | $0.10 | holding | — | — | — | — | Jun 30, 2017 | Common Stock | 1,000,000 | 1,000,000 | D |
Explanation of responses
- F1Options issued pursuant to the Company's 2015 Stock Option and Stock Bonus Plan. 250,000 shares of common stock vest on March 31, 2016; thereafter 250,000 shares vest every three months.
- F2Options issued pursuant to the Company's 2015 Stock Option and Stock Bonus Plan. 166,666 shares of common stock vest each month beginning July 31, 2015 with the remainder of 166,670 vesting December 31, 2015.