SEC Form 4 · accession 0001140361-15-026563
ProtoKinetix, Inc. · PKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clarence Edward Smith
Officer — President & CEO · Director · 10% Owner
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2015 | A | 625,000 | $0.08 | A | 36,795,500 | D | |
| Common Stock | Jul 1, 2015 | A | 1,250,000 | $0.08 | A | 38,045,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible DebtF1 | $0.08 | Jul 1, 2015 | M | 1,250,000 | D | Jun 17, 2014 | Dec 31, 2015 | Common Stock | 1,250,000 | 0 | D |
Explanation of responses
- F1The conversion price was previously reported as $0.25. The conversion price was subsequently adjusted to $0.08 pursuant to a consent of the Board of Directors on July 1, 2015.