SEC Form 4 · accession 0001127371-17-000110
Community West Bancshares · CWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lydia E Shaw
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Sep 5, 2017
Accepted (ET)
Sep 5, 2017 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001127371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CVCY Common Stock | Sep 5, 2017 | M | 1,000 | $6.70 | A | 18,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CVCY 2005 Omnibus Incentive Plan | $6.70 | Sep 5, 2017 | M | 1,000 | D | Oct 1, 2008 | Oct 1, 2017 | CVCY Common Stock | 1,000 | 0 | D |