SEC Form 5 · accession 0001127371-17-000002
Community West Bancshares · CWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Carman
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Dec 31, 2016
Accepted (ET)
Jan 10, 2017 · 12:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001127371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CVCY Common StockF1 | Jun 16, 2016 | J | 115 | $0.00 | D | 13,849 | D | |
| CVCY Common StockF1 | Jun 16, 2016 | J | 115 | $0.00 | A | 115 | I | Dependent Ownership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Change in record ownerhip, from custodial to direct ownership by Cole Carman, Mr. Carman's dependent. Mr. Carman disclaims beneficial ownership of these 115 shares. Mr. Carman is beneficial holder of 13,849 shares directly.