SEC Form 4 · accession 0001127371-16-000213
Community West Bancshares · CWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lydia E Shaw
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jul 28, 2016
Accepted (ET)
Jul 28, 2016 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001127371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CVCY Common Stock | Jul 28, 2016 | M | 1,000 | $5.76 | A | 5,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CVCY 2005 Omnibus Incentive Plan | $5.76 | Jul 28, 2016 | M | 1,000 | D | Sep 15, 2011 | Sep 15, 2020 | CVCY Common Stock | 1,000 | 0 | D |