SEC Form 4 · accession 0001127371-15-000069
Community West Bancshares · CWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Sommer
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jun 16, 2015
Accepted (ET)
Jun 17, 2015 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001127371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CVCY Common Stock | Jun 16, 2015 | M | 1,000 | $8.02 | A | 41,516 | D | |
| CVCY Common Stock | Jun 16, 2015 | M | 2,000 | $5.76 | A | 43,516 | D | |
| CVCY Common Stock | Jun 16, 2015 | M | 2,500 | $6.70 | A | 46,016 | D | |
| CVCY Common Stock | Jun 16, 2015 | S | 5,500 | $11.11 | D | 40,516 | D | |
| CVCY Common Stock | Jun 16, 2015 | D | 1,000 | $0.00 | D | 39,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CVCY 2005 Omnibus Incentive Plan | $8.02 | Jun 16, 2015 | M | 1,000 | D | Sep 19, 2013 | Sep 19, 2022 | CVCY Common Stock | 1,000 | 1,500 | D |
| CVCY 2005 Omnibus Incentive Plan | $8.02 | Jun 16, 2015 | D | 1,500 | D | Sep 19, 2013 | Sep 19, 2022 | CVCY Common Stock | 1,500 | 0 | D |
| CVCY 2005 Omnibus Incentive Plan | $5.76 | Jun 16, 2015 | M | 2,000 | D | Sep 15, 2011 | Sep 15, 2020 | CVCY Common Stock | 2,000 | 500 | D |
| CVCY 2005 Omnibus Incentive Plan | $5.76 | Jun 16, 2015 | D | 500 | D | Sep 15, 2011 | Sep 15, 2020 | CVCY Common Stock | 500 | 0 | D |
| CVCY Stock Option 2000 Plan | $6.70 | Jun 16, 2015 | M | 2,500 | D | Apr 23, 2008 | Apr 23, 2017 | CVCY Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Restricted stock unvested as of retirement on April 30, 2015 and forfeited to issuer.
- F2Options unvested as of retirement on April 30, 2015 and expired.