SEC Form 4 · accession 0001209191-16-126862
CAROLINA BANK HOLDINGS INC · CLBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel David Hornfeck
Officer — Chief Credit Officer
Period of report
Jun 8, 2016
Accepted (ET)
Jun 9, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001127160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2016 | M | 3,000 | $11.65 | A | 10,573 | D | |
| Common Stock | holding | — | — | — | 3,441 | I | 401(k) Holdings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $11.65 | Jun 8, 2016 | M | 3,000 | D | Dec 18, 2012 | Dec 18, 2017 | Common Stock | 3,000 | 0 | D |