SEC Form 4 · accession 0001209191-16-088345
CAROLINA BANK HOLDINGS INC · CLBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Braswell
Officer — CEO · Director
Period of report
Jan 5, 2016
Accepted (ET)
Jan 5, 2016 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001127160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2016 | M | 4,920 | $11.65 | A | 60,389 | D | |
| Common Stock | Jan 5, 2016 | M | 10,000 | $9.86 | A | 70,389 | D | |
| Common Stock | holding | — | — | — | 24,106 | I | 401(k) Holdings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $11.65 | Jan 5, 2016 | M | 4,920 | D | Dec 18, 2012 | Dec 18, 2017 | Common Stock | 4,920 | 0 | D |
| Employee Stock Options (right to buy) | $9.86 | Jan 5, 2016 | M | 10,000 | D | Jul 1, 2014 | Jul 1, 2019 | Common Stock | 10,000 | 0 | D |