SEC Form 4 · accession 0001209191-15-080313
CAROLINA BANK HOLDINGS INC · CLBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T Allen Liles
Officer — CFO
Period of report
Nov 13, 2015
Accepted (ET)
Nov 16, 2015 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001127160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | M | 6,000 | $10.41 | A | 41,508 | D | |
| Common Stock | holding | — | — | — | 5,025 | I | 401(k) Holdings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $10.41 | Nov 13, 2015 | M | 6,000 | D | Nov 15, 2005 | Nov 15, 2015 | Common Stock | 6,000 | 0 | D |