SEC Form 4 · accession 0001562180-18-004799
SPIRE INC · SR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven P Rasche
Officer — Executive Vice President
Period of report
Dec 1, 2018
Accepted (ET)
Dec 4, 2018 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2018 | A | 1,400 | $79.03 | A | 28,118 | D | |
| Common StockF2 | Dec 1, 2018 | F | 1,096 | $79.03 | D | 27,022 | D | |
| Common StockF3 | holding | — | — | — | 2,122 | I | Held by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
- F2Represents the number of shares withheld for the payment of taxes incident to the vesting of 2,020 shares of time-vested restricted stock.
- F3Shares held in Company stock fund of 401(k) plan as reported by trustee as of December 3, 2018.