SEC Form 4 · accession 0001562180-17-003729
SPIRE INC · SR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven P Rasche
Officer — Executive Vice President
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 3:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2017 | A | 3,436 | $81.75 | A | 26,243 | D | |
| Common StockF2 | Dec 1, 2017 | F | 658 | $81.75 | D | 25,585 | D | |
| Common StockF3 | Dec 1, 2017 | F | 607 | $81.75 | D | 24,978 | D | |
| Common StockF4 | holding | — | — | — | 2,058 | I | Held by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
- F2Represents the number of shares withheld for the payment of taxes incident to the vesting of 1,975 shares of time-vested restricted stock.
- F3Represents the number of shares withheld for the payment of taxes incident to the vesting of 1,823 shares of strategic time-vested restricted stock.
- F4Shares held in Company stock fund of 401(k) plan as reported by trustee as of December 1, 2017.