SEC Form 4 · accession 0001127602-17-000581
SPIRE INC · SR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Craig Dowdy
Officer — Senior Vice President
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2016 | A | 3,965 | $64.45 | A | 9,652 | D | |
| Common StockF2 | Dec 31, 2016 | A | 3,867 | $64.45 | A | 13,519 | D | |
| Common StockF3 | Dec 31, 2016 | F | 125 | $64.45 | D | 13,394 | D | |
| Common StockF4 | Dec 31, 2016 | F | 541 | $64.45 | D | 12,853 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock performance units that vested and settled into stock based on performance metrics not tied to the market price of the Company's stock.
- F2Represents restricted stock performance units that vested and settled into stock based on performance metrics not tied to the market price of the Company's stock.
- F3Represents the number of shares withheld for the payment of taxes incident to the vesting of 375 restricted stock units, an exempt transaction under Rule 16b-3.
- F4Represents the number of shares withheld for the payment of taxes incident to the vesting of 1,625 shares of time-vested restricted stock.