SEC Form 4 · accession 0001127602-16-069103
SPIRE INC · SR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Lindsey
Officer — Exec Vice President
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2016 | A | 2,310 | $62.76 | A | 25,973 | D | |
| Common StockF2 | Dec 2, 2016 | A | 6,246 | $63.55 | A | 32,219 | D | |
| Common StockF3 | Dec 2, 2016 | F | 875 | $63.55 | D | 31,344 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents award of time-vested restricted stock that vests on 12/1/2019.
- F2Represents restricted stock performance units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
- F3Represents the number of shares withheld for the payment of taxes incident to the vest of 2,625 shares of time-vested restricted stock.