SEC Form 4 · accession 0001127602-16-069100
SPIRE INC · SR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven P Rasche
Officer — Executive Vice President
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2016 | A | 1,910 | $62.76 | A | 17,901 | D | |
| Common StockF2 | Dec 2, 2016 | A | 3,867 | $63.55 | A | 21,768 | D | |
| Common StockF3 | Dec 2, 2016 | F | 541 | $63.55 | D | 21,227 | D | |
| Common StockF4 | holding | — | — | — | 1,997 | I | Held By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents award of time-vested restricted stock that vests on 12/1/2019.
- F2Represents restricted stock performance units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
- F3Represents the number of shares withheld for the payment of taxes incident to the vest of 1,625 shares of time-vested restricted stock.
- F4Shares held in Company stock fund of 401(k) plan as reported by trustee as of December 1, 2016.