SEC Form 4 · accession 0001540277-17-000004
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur O Whipple
Director
Period of report
Aug 7, 2017
Accepted (ET)
Aug 7, 2017 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2017 | M | 15,000 | $2.49 | A | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.49 | Aug 7, 2017 | M | 10,000 | D | Nov 5, 2010 | Nov 5, 2017 | Common Stock | 10,000 | 0 | D |
| Stock Option (right to buy) | $2.49 | Aug 7, 2017 | M | 5,000 | D | Aug 15, 2008 | Nov 5, 2017 | Common Stock | 5,000 | 0 | D |