SEC Form 4 · accession 0001444540-18-000003
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hong-Po Hsieh
Director
Period of report
Jun 21, 2018
Accepted (ET)
Jun 22, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 21, 2018 | M | 10,000 | $3.81 | A | 10,000 | D | |
| Common Stock | Jun 21, 2018 | M | 5,000 | $3.37 | A | 15,000 | D | |
| Common Stock | Jun 21, 2018 | M | 6,000 | $3.94 | A | 21,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $3.81 | Jun 21, 2018 | M | 10,000 | D | Aug 15, 2011 | Aug 28, 2018 | Common Stock | 10,000 | 0 | D |
| Stock Option (right to buy) | $3.37 | Jun 21, 2018 | M | 5,000 | D | Aug 15, 2009 | Nov 3, 2018 | Common Stock | 5,000 | 0 | D |
| Stock Option (right to buy) | $3.94 | Jun 21, 2018 | M | 6,000 | D | Aug 15, 2010 | Oct 28, 2019 | Common Stock | 6,000 | 0 | D |