SEC Form 3 · accession 0001394670-26-000010
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bor-Tay Wu
Officer — VP, Taiwan Operations
Period of report
Sep 9, 2026
Accepted (ET)
Sep 10, 2026 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 912,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $7.26 | holding | — | — | — | Apr 13, 2021 | Nov 30, 2026 | Common Stock | 40,000 | — | D |
| Stock Option (right to buy) | $6.70 | holding | — | — | — | Apr 13, 2022 | Nov 30, 2026 | Common Stock | 40,000 | — | D |
| Stock Option (right to buy) | $8.30 | holding | — | — | — | Apr 13, 2023 | Nov 30, 2026 | Common Stock | 40,000 | — | D |
| Stock Option (right to buy) | $5.83 | holding | — | — | — | Apr 13, 2024 | Nov 30, 2026 | Common Stock | 40,000 | — | D |
| Stock Option (right to buy) | $5.58 | holding | — | — | — | Apr 13, 2025 | Nov 30, 2026 | Common Stock | 40,000 | — | D |
| Stock Option (right to buy) | $4.08 | holding | — | — | — | Apr 13, 2026 | Nov 30, 2026 | Common Stock | 40,000 | — | D |
Explanation of responses
- F1The Reporting Person was a Section 16 officer of GSIT, in his capacity VP, Taiwan Operations, from March 28, 2007 until August 31, 2026, and as a result filed a Form 3 on March 28, 2007, and filed his last Form 4 on September 4, 2026. The Reporting Person again became a Section 16 officer on September 9, 2026 following a brief departure. This Form 3 reflects beneficial ownership as of that date.