SEC Form 4 · accession 0001394447-18-000004
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ping Tak Wu
Officer — VP, U.S. Operations
Period of report
Aug 30, 2018
Accepted (ET)
Aug 30, 2018 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 30, 2018 | M | 20,625 | $3.37 | A | 125,710 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $3.37 | Aug 30, 2018 | M | 20,625 | D | Sep 5, 2012 | Nov 3, 2018 | Common Stock | 20,625 | 0 | D |
Explanation of responses
- F1Reflects ESPP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.