SEC Form 4 · accession 0001394413-26-000011
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee-Lean Shu
Officer — Pres., CEO and Chairman · Director
Period of report
Aug 13, 2026
Accepted (ET)
Aug 14, 2026 · 5:24 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001126741
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.23 | Aug 13, 2026 | A | 100,000 | A | Dec 1, 2026 | Aug 13, 2036 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (right to buy)F2 | $6.76 | Aug 13, 2026 | A | 100,000 | A | Apr 13, 2030 | Aug 13, 2036 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1This stock option represents the replacement stock option granted as consideration for the rescission and cancellation of 100,000 shares (the "Cancelled Options") subject to a stock option to purchase 150,000 shares of Common Stock originally granted on February 2, 2026, as previously reported. Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2026.
- F2Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2030.