SEC Form 4/A · accession 0001394413-17-000010
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lee-Lean Shu
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Jun 13, 2017
Accepted (ET)
Jun 19, 2017 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2017 | M | 10,313 | $3.76 | A | 110,313 | I | By Spouse |
| Common Stock | Jun 13, 2017 | M | 10,313 | $3.75 | A | 120,626 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $3.76 | Jun 13, 2017 | M | 10,313 | D | Apr 1, 2011 | Aug 6, 2017 | Common Stock | 10,313 | 0 | I |
| Stock Option (right to buy) | $3.75 | Jun 13, 2017 | M | 10,313 | D | Apr 1, 2012 | Aug 4, 2018 | Common Stock | 10,313 | 0 | I |