SEC Form 4 · accession 0001394413-17-000004
GSI TECHNOLOGY INC · GSIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee-Lean Shu
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001126741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2017 | S | 100 | $8.00 | D | 110,213 | I | By Spouse |
| Common StockF1 | Mar 15, 2017 | S | 10,213 | $8.00 | D | 100,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on February 17, 2017.